For Advisors

We believe everything you need is provided; even support staff and a comprehensive transition team to successfully complete your clients’ ACATs. Wells Fargo Advisors Financial Network (WFAFN) is competitive in their offerings for qualified advisors who want to become Independent business owners. Contact us to learn more.

Office Space

Provide dedicated furnished offices and workspaces including securing new office space

Technology

Coordinate with approved, third-party providers for all your technology needs both on-site and remote

Compliance

WFAFN manages licensing and regulatory requirements

Business Continuity Planning

Maintain an orderly transition plan in accordance with best practices in the event of business disruption

Communications

Provide practice branded collateral and welcome package to notify clients and the public

Succession Planning

Help build the value and monetize your practice for an exit on your terms

Gardens Wealth Management office building

Interior office 1

Interior office 2

Interior office conference room

Interior office 3

Investment and Insurance Products are:

Not Insured by the FDIC or Any Federal Government Agency
Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (CA, CO, FL, IL, MI, NJ, NY, OH, PA, VT, WA). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

© 2022 Wells Fargo Clearing Services, LLC. All rights reserved.

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